What home-based services need to know

Guidance for home-based education and care services on preparing for an ERO review, review activities, reporting and next steps.

What home-based services need to know

An ERO review is an opportunity to share what your home-based service does well, reflect on what could be strengthened, and show how your service supports positive outcomes for children and their whānau.

For a home-based service, ERO looks across the service as a whole. This may include how governance and management support the network, how visiting teachers guide and monitor practice, and what children experience in a sample of educator homes. ERO will explain the scope and practical arrangements in the notification information.

While every service is unique, ERO follows a consistent review process so that services know what to expect and how to prepare.

Services can expect the below review pathway:

Notification

Preparing for review

Review activity

After the review

ERO contacts your service and explains the review process and what information is needed.

Your service provides the requested information and prepares the people and records that will support the review.

ERO gathers, verifies, and synthesises information through documentation, conversations, and observations relevant to your setting.

ERO completes a draft report for factual checking and then confirms and publishes the report.

Before the review

How services can prepare for their review.

Your notification information will explain the review process, key dates, what you need to provide and who to contact if you have questions. Read it carefully, because the information requested may vary according to the service and the focus of the review. 

Before the review you must: 

Complete and return the requested profile, assurance or self-review information.

Let visiting teachers, coordinators, educators, parents and whānau know about the review and explain how they may be involved.

Send us the following document. 

  • an example of a completed recent review or evaluation 

 We also recommend you:

  • Identify any significant changes in your service since the previous review.

  • Contact ERO early if you are unsure what is required or need to discuss accessibility or practical arrangements.

  • Review progress against the improvement actions or areas of concern in your previous ERO report.

  • Gather current information that shows how your service monitors quality, compliance and improvement.

Information you may wish to have ready:

  • information about governance, management and how the service oversees its network

  • visiting-teacher records and information showing how educators are supported and monitored

  • curriculum, assessment and planning information from across the service

  • internal evaluation, improvement priorities and evidence of progress

  • information about children’s health, safety and wellbeing, including relevant checks and records

  • information about educator homes, enrolments and the service’s operating context

  • evidence of partnerships and communication with parents and whānau

  • your service’s philosophy statement

  • your service’s annual plan.

Keep preparation useful
You do not need to create new material just for ERO if your existing information already shows what is happening, why decisions were made and what difference they are making for children.

During the review

ERO designs the review using the information available about your service, including your previous report, the information you provide and discussions with service leaders. Review Officers may read documents, talk with people involved in the service and observe aspects of the curriculum in action.

Akarangi | Quality Evaluation

An Akarangi | Quality Evaluation looks at the learning and organisational conditions that support equitable and excellent outcomes for children.

Where do we start? 

We will discuss your progress on the improvement actions identified in your last ERO report with you. 

Our reviewers also discuss your service’s recent reviews and internal evaluations and what you know about: 

  • the process your service has in place for reviewing policies and practices

  • how well your service is doing in terms of improving quality and achieving equitable and excellent outcomes for learners

  • the extent to which learning and organisational conditions in your service support improvement. 

 Our reviewers use all the available information, including discussions with you, to design the evaluation. 

 Gathering information 

We gather information by reading documents, meeting with key people, and observing aspects of your curriculum in action.  

Using the indicators and the ECE Improvement Framework  

We use Te Ara Poutama indicators of quality when we make judgements about what is happening for the children in your service, and the extent to which you are providing learning and organisational conditions that support their learning. 

We use the ECE Improvement Framework (teacher-led services) to determine where your service is at on its improvement journey. 

You can use the indicators and the framework as tools for your internal evaluation. 

Akanuku | Assurance Review

An Akanuku | Assurance Review focuses more closely on whether the service is meeting regulatory standards and licensing criteria. ERO considers the service’s assurance information, checks relevant records and practices, and follows up where further assurance is needed.

If concerns about compliance, risk, health, safety or wellbeing are identified, ERO may gather further information and set out actions that need to be addressed by the service. 

 We do an Akanuku | Assurance Review of your service when: 

  • Half or more of the licensing criteria or regulation ERO has checked indicate a systemic failure and one or more of the following criteria is also evident. 

  • The assurance statement(s) indicates a limited understanding of the full licensing criteria. 

  • There has been considerable turnover in teachers and / or leaders.

  • The ERO report history indicates that this service has not maintained compliance with regulatory standards.  

What we focus on 

In an Akanuku | Assurance Review we focus on whether your service meets and maintains the four regulatory standards and licensing criteria for: 

  • Curriculum

  • Premises and facilities

  • Health and safety

  • Governance, management and administration. 

We also look at how your service manages areas that have a potentially high impact on children’s wellbeing: 

  • emotional safety (including positive guidance and child protection)

  • physical safety (including supervision; sleep procedures; accidents; medication; excursion policies and procedures)

  • suitable staffing (qualification levels, safety checking of staff, ratios)

  • relevant evacuation procedures and practices. 

What we assess your service against 

Akanuku | Assurance Reviews use the regulatory framework and licensing criteria to review your service. 

See the regulatory framework and licensing criteria here. 

Gathering evidence in an Akanuku | Assurance Review 

Our reviewers gather and record evidence from: 

  • discussions with people involved with the service

  • observations of the curriculum in action — including teaching practice, the environment and resources

  • any additional documents. 

We then consider the evidence to determine our judgements about compliance. 

Discussing emerging findings

Review Officers will discuss emerging findings with key people in the service. This is an opportunity to check that the review team has understood the context, ask questions and clarify the evidence. Final judgements are confirmed through ERO’s reporting process.

What happens if ERO identifies significant non-compliance or issues during home-based service reviews?

From 1 September 2026, ERO's review and regulatory functions work together to support quality, safety and positive outcomes for children and mokopuna.

Most home-based service reviews focus on understanding what is working well, identifying opportunities for improvement, and considering how effectively the service supports children's learning, development, wellbeing and safety. This includes looking at how the service oversees and supports educators, how quality is monitored across the network, and how regulatory requirements are being met.

Where significant concerns are identified, ERO may undertake additional review, monitoring, follow-up engagement or regulatory activity.

In some circumstances, ERO may seek to further assess any concerns relating to compliance with regulatory requirements, or the health, safety and wellbeing of children and mokopuna. This may include looking more closely at the systems, practices and oversight arrangements used by the home-based service, as well as the experiences of children receiving education and care.

By bringing together information from reviews and regulatory activity, ERO can build a more complete understanding of how the service supports children's learning, development, wellbeing and safety, and whether additional action, monitoring or support may be needed.

If service providers, coordinators, visiting teachers, educators or leaders have questions or concerns about safety, wellbeing, or compliance with regulatory requirements, you can visit the managing an ECE section for more information. Parents and whānau can find specific information about complaints here. You can also contact the relevant team in ERO using the details on our contact page.